Is one standard better than two, or will something in between suffice? For a window into just how complicated it will be for regulators like the Securities and Exchange Commission to sort out the Dodd-Frank legislation, one need look no further than the debate raging over the regulation of stock brokers at the fall conference of state securities regulators, known as the North American Securities Administrators Association or Nasaa, which began in Baltimore on Sunday.
The debate over broker standards
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