Items Tagged with 'Chief compliance officer'

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  • Wells Fargo appoints new compliance leadership

    New chief compliance officer to join in January
    Wells Fargo announced a change to its compliance leadership with the hire of its new chief compliance officer. Financial services veteran Mike Roemer is set to start in his new role in January, and will be responsible for developing an "industry-leading" compliance program.
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  • 1st Metropolitan Mortgage Names Deputy Chief Compliance Officer

    1st Metropolitan Mortgage, a division of Empire Equity Group, said Tuesday that it has named Melissa Crider deputy chief compliance officer. In her new position, Crider will be responsible for managing state audits, consumer complaints and the oversight of the licensing and quality control departments. She also will serve as a liaison to regulatory entities for examination coordination and response preparation.
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