RSS Twitter

Archive for October, 2011

Tuesday, October 25th, 2011

In the first few sentences of the latest earnings report from Swiss bank UBS AG (UBS: 14.01 +0.21%), the firm reports that it is one of the most capitalized banks in the world.

However, deep within the report is the declaration that UBS is involved in the early stages of multitudinous lawsuits involving its role in residential mortgage bank securities.

"From 2002 through about 2007, UBS was a substantial underwriter and issuer of U.S. RMBS," the company said. "UBS has been named as a defendant relating to its role as underwriter and issuer of RMBS in a large number of lawsuits relating to approximately $45 billion in original face amount of RMBS underwritten or issued by UBS."

The bank said the lawsuits are, so far, not widely reported, and many are either in the discovery phase or filed with a motion to dismiss.

The majority of the RMBS were originated from third parties, UBS said. The bank then packaged the mortgages into a securitization trust and made representations and warranties about the loans.

Of the original amount of RMBS at issue in these cases, approximately $9 billion was issued in offerings in which a UBS subsidiary transferred underlying loans, according to the company, and $36 billion was issued by third parties in securitizations in which UBS acted as underwriter.

The Federal Housing Finance Agency, Fannie Mae and Freddie Mac are bringing another $7.5 billion in RMBS lawsuits against UBS.

UBS said that the nature of its financial services to clients mean that it is operating in an environment that carries significant legal risks. The RMBS lawsuits make up only a portion of the total litigation UBS faces.

The Swiss bank also gave an indication on how it is expecting the lawsuits to end.

"In certain circumstances, to avoid the expense and distraction of legal proceedings, UBS may, based on a cost-benefit analysis, enter into a settlement even though denying any wrongdoing," according to the company.

Write to Jacob Gaffney.

Follow him on Twitter @jacobgaffney.

Tuesday, October 25th, 2011

Consumer confidence fell to recession levels in October as more consumers worried about jobs and business conditions, according to The Conference Board.

The consumer confidence index rose slightly in September to 46.4 on a 100-point scale, but declined again in October to 39.8. The expectations index fell to 48.7 from 55.1 in September, while the present situation index declined to 26.3 from 33.3.

"Consumer expectations, which had improved in September, gave back all of the gain and then some, as concerns about business conditions, the labor market and income prospects increased," said Lynn Franco, director of the consumer research center at The Conference Board. "Consumers' assessment of present-day conditions did not fare any better. The present situation index posted its sixth consecutive monthly decline, as pessimism about the current economic environment continues to grow."

The number of consumers who describe business conditions as bad grew to 43.7% in October from 40.5% a month earlier. Meanwhile, those claiming business conditions are good fell to 11% from 12.1%.

Consumers maintain pessimistic views of the labor market overall. The number of consumers who view the jobs situation as plentiful fell to 3.4% from 5.6%. Meanwhile, those who say jobs are hard to get decreased to 47.1% from 49.4%.

"Aside from a few months during the height of the recession between November 2008 and March 2009, the index has never been lower in its 40-year history," said Paul Ashworth, chief U.S. economist at Toronto-based Capital Economics. "The decline in the expectations sub-index to 48.7 this month, from 55.1, leaves it at a level consistent with a fairly sharp contraction in consumption in the fourth quarter."

Ashworth noted that a few positive indicators surfaced during the period.

"Other measures of confidence either showed a more modest deterioration in October or even improved slightly," he said.

"The rally in stock markets (equity prices rose by nearly 10% during the two week survey period alone) and the decline in gasoline prices would also normally be enough to boost confidence," according to Ashworth. "Most of the other incoming economic data has shown some improvement recently too. In particular, the retail sales figures suggest that consumption growth actually accelerated in September and the weekly initial claims data suggest that labour market conditions haven't deteriorated markedly."

Write to Kerri Panchuk.

Tuesday, October 25th, 2011

Regions Financial Corp. (RF: 5.22 +0.97%) reported third-quarter income of $155 million, or 8 cents a share, compared to a loss of $155 million, or 13 cents a share, in the year-ago quarter.

Third-quarter revenue declined 1% to $1.6 billion and loan-loss provisions fell to $355 million from $760 million a year ago. Analysts expected earnings of 4 cents a share on revenue of $1.63 billion.

The Birmingham, Ala.-based bank reported growing profitability from consumer and business loans. The bank holding company said results were also helped by low-cost deposits and management's ability to control expenses.

Net charge-offs totaled $511 million for the three months ended Sept. 30, down from $763 million a year earlier. Inflows of non-performing loans increased $200 million to $755 million, primarily driven by investor real estate, which was impacted by economic uncertainty, declining business and consumer confidence. Non-performing loans, excluding loans held for sale, declined $74 million or 3%.

Unlike many competitors, Regions has yet to repay $3.5 billion in federal bailout aid received during the financial crisis. However, in August, Standard & Poor's removed the prospect of an impending downgrade for Regions, saying it expects the lender to remain profitable this year and next.

Write to Justin T. Hilley.

Follow him on Twitter @JustinHilley.

Tuesday, October 25th, 2011

August home prices dipped 0.1% from July on a seasonally adjusted basis and fell 4% from year-ago levels, according to the Federal Housing Finance Agency.

The federal regulator and conservator of mortgage giants Fannie Mae and Freddie Mac said its home price index is now 19% below peak levels of April 2007 and at a level last seen in February 2004.

The August drop is the first monthly decline reported since March. Prices edged higher in the months heading into the summer season.

Home price changes in August from July ranged from a drop of 1.3% in the West-North Central division to an increase of 0.9% in the South Atlantic region, according to the FHFA.

Earlier Tuesday, the Standard & Poor's/Case-Shiller index showed August home prices inched higher 0.2% from the prior month.

Write to Kerri Panchuk.

Tuesday, October 25th, 2011

Allstate lost momentum in federal court Monday when a judge barred much of the insurer's RMBS claims against Countrywide.

U.S. District Court Judge Mariana Pfaelzer out of the Central District of California dismissed Allstate's federal claims against the subprime lender. Countrywide was purchased by Bank of America (BAC: 7.23 -0.96%) in 2008. The suit is over millions in securities backed by toxic Countrywide loans that Allstate acquired prior to the mortgage meltdown. The original case was filed in December 2010.

Judge Pfaelzer held that the federal claims are time-barred and dismissed them with prejudice.

In addition, the judge dismissed Allstate's aiding and abetting claims and misrepresentations claims against the lending firms, saying they were inadequately pleaded.

However, the judge is allowing Allstate to proceed with its common law fraud claims.

Write to Kerri Panchuk.

Tuesday, October 25th, 2011

The Federal Housing Finance Agency plan to allow more borrowers to refinance into lower-rate mortgages brought plenty of analysis from the industry about the plan's merits.

As part of the plan, the FHFA removed the 125% loan-to-value ceiling for Fannie Mae and Freddie Mac loans to qualify for a refi. The federal regulator also cut back on risk-based fees and representation and warranty risks that make lenders reluctant to accept certain loans. An appraisal also is no longer required as long as an automated valuation model estimate is already provided.

HousingWire CEO Paul Jackson shared his views on the plan during an interview with CNN American Morning Tuesday.

"There are 11 million mortgages underwater," Jackson said. "There's 4 million borrowers who might benefit from this. It's certainly a positive. I don't know how you can say it's not a positive to say, 'We're going to actually help people who are doing the right thing: They are underwater on their mortgage, yet they are still making payments'. Certainly giving them the ability access ultra low mortgage rates is a good thing. It's good for the economy and it's good for the mortgage market."

Tuesday, October 25th, 2011

The average price of a single-family home inched higher in August with gains in most areas of the country, according to the Standard & Poor's/Case-Shiller index.

Both the 10-city composite index and 20-city index rose 0.2% in August from the prior month. The indices remain lower than a year ago, with the 10-city down 3.5% and the 20-city composite 3.8% lower than August 2010.

"There was some weakness in the monthly statistics, as 10 of the cities post price declines in August over July," said David Blitzer, chairman of the S&P index committee. "And even though the annual rates are largely improving, 18 MSAs and both composites are still negative."

Blitzer said there is a "modest glimmer of hope" in the fact 16 metropolitan areas experienced price gains in August from July.

"The Midwest is one region that really stands out in terms of recent relative strength. Chicago, Detroit and Minneapolis have all posted very sharp monthly increases going back to May," he said.

Detroit with a 2.7% gain and Washington with a 0.3% increase were the only two metropolitan areas to see prices rise in August from a year earlier.

Write to Jason Philyaw.

Follow him on Twitter: @jrphilyaw.

Tuesday, October 25th, 2011

Swiss bank UBS AG (UBS: 14.01 +0.21%) earned a profit in the third quarter, despite a trading income loss of $2 billion resulting from unauthorized trading in September.

The $1.18 billion in 3Q profit comes largely from the bank's wealth management operations, which recorded combined net new money broadly in line with the prior quarter.

UBS profits fell in the third quarter by 39%. Quarterly earnings per share are around 30 cents, down from $1.14 in the year-ago quarter.

However, the bank, which has significant operations in the U.S., said it improved its Tier 1 ratio to 18.4%, a measure of capital deemed by the Basel accords to indicate financial strength.

This makes the financial institution, in its own words "one of the world's best capitalized banks."

Kweku Adoboli, a trader working on UBS's exchange-traded-fund desk in London, is believed to have made the unauthorized trades, leading to $2 billion in losses.

Despite this, UBS said it would absorb the losses internally and would make money in the third quarter anyway.

"UBS clients and shareholders can rest assured that our financial, capital and funding positions remain unquestionably solid," said CEO Sergio Ermotti. "We are finalizing the plans essential to implementing the investment bank's client-centric strategy, which will strengthen our wealth management offering, reduce the firm's risks and improve returns to shareholders."

Write to Jacob Gaffney.

Tuesday, October 25th, 2011

Lender CIT Group Inc. posted a third-quarter loss of $16 million, or 8 cents per share, on Tuesday. That is down from a profit of $116 million, or 58 cents a share, last year.

The company's loss is attributed to costs from prepayments made on first and second-lien debt and is lower than the average analyst estimate of a loss in the 12 cents-a-share range.

The company reported a negative net interest revenue of $91 million in 3Q, compared to a negative net interest revenue of $203.6 million in the second quarter.

In 3Q, the company's provisions for credit losses fell 44% from $85 million in the second quarter to $48 million. It also declined 71% from last year on lower net-charge offs and improved credit quality.

Net charge-offs – or debts deemed unlikely to be repaid – hit $47 million in the third quarter, down from $56 million in the second quarter and $101 million in the third quarter of 2010.

The provision for credit losses was $48 million, down from $85 million in the second quarter and $165 million from last year. The company's lower loss reserves are the result of a continued reduction in specific reserves and improved portfolio credit quality.

Meanwhile, the company's allowance for loan losses fell to $414 million from $424 million in June.

Write to Kerri Panchuk.

Monday, October 24th, 2011

President Obama prodded Congress to pass another piece of his jobs bill during a speech in Las Vegas Monday, adding that if the economy is going to speed up its recovery more will be needed than the mortgage refinance plan announced earlier in the morning.

The Federal Housing Finance Agency announced new changes to the Home Affordable Refinance Program that should help millions of underwater Fannie Mae and Freddie Mac mortgage borrowers refinance into a more affordable rate. Only borrowers who are current on their mortgage bills are eligible. But as a percentage of the estimated 11 million underwater borrowers, the results will be modest at best, according to most.

The changes include eliminating upfront fees, negative equity caps, appraisal requirements and even some representation and warranty risk on the new loans.

"These steps I’ve highlighted today will not solve all the problems in the housing market. Given the magnitude of the housing bubble, and the huge inventory of unsold homes in places like Nevada, it will take time to solve these challenges," Obama said. "We will still need Congress to pass the jobs bill – and even then, the housing market won’t be fully healed until the unemployment rate comes down and the inventory of homes on the market comes down."

Senate Republicans filibustered the overall jobs bill and a portion the White House said would have put 400,000 teachers and first responders back to work. Obama pressed Project Rebuild Monday, which he said would help the private sector employ out-of-work construction workers to rehab vacant foreclosed properties.

"There are hundreds of thousands of vacant homes and more than 1 million construction workers out of work. That doesn't make sense," he said.

Obama said his administration is working to do as much as it can through executive orders as Congress remains gridlocked. Part of that, he said, is restoring many foreclosures as rental properties to ease the inventory on the market – an initiative the White House announced was under development last month.

Top GOP leaders and candidates for a presidential run in 2012 have said reducing burdensome regulations under the Dodd-Frank Act and cutting extraneous government spending would push the economy back to recovery.

Obama said the HARP changes Monday shows the economy can't wait for Congress to act.

"Here in Las Vegas, almost the entire housing market is under severe stress. This is a painful burden for middle-class families," Obama said. "When a home loses its value, a family loses a huge chunk of its wealth. As long as this goes on our recovery could not take off as quickly as it could."

Write to Jon Prior.

Follow him on Twitter @JonAPrior.



Origination/Lending
Consumer sentiment climbed to an index level of 75 in January, the best reading of the Thomson Reuters/University of Michigan...

Read More »

Secondary Markets/Investors
The new federal task force led by New York Attorney General Eric Schneiderman sent subpoenas to the 11 largest financial...

Read More »